VPS, the leading securities brokerage in Vietnam, has submitted an application to the State Securities Commission (SSC) for an initial public offering of shares and has also submitted a listing application to the Ho Chi Minh City Stock Exchange (HSX).
Substantially concurrently with the HSX listing, the Company is pursuing a separate capital raising transaction involving global institutional investors outside of Vietnam in private transactions exempt from registration under the U.S. Securities Act of 1933.
This press release is not an offer of securities for sale in the United States. Securities may not be sold in the United States unless they are registered or are exempt from registration. The Company does not intend to register any portion of this offering in the United States or to conduct a public offering in the United States. Any public offering of securities to be made in the United States will be made by means of a prospectus that will contain detailed information about the Company and its management, as well as financial statements. Copies of this press release are not being, and should not be, distributed in or sent into the United States.
It may be unlawful to distribute these materials in certain jurisdictions. These materials are not for distribution in Canada, Japan or Australia. The information in these materials does not constitute an offer of securities for sale in Canada, Japan or Australia.”
